← Unit 5

Concavity & the Second Derivative

5.6 · 5.7  —  which way a curve bends, where the bend flips (the inflection point), and how f″ sorts a peak from a valley in a single step.
The first derivative tells you which way a graph is heading. The second derivative tells you how that heading is changing — whether the curve is bending up like a cup (f″>0, concave up) or bending down like a dome (f″<0, concave down). Where the bend flips sits an inflection point. And at a flat spot, the bend alone tells a minimum from a maximum — no sign chart required.

Ride it from the seat: the g-force is f″

Buckle in — you’re in the front seat. As the track bends up beneath you (concave up, f″>0) it slams you down into the seat; as it crests over (concave down, f″<0) your stomach drops and you lift out of it — airtime; and for one instant at an inflection point you’re weightless-normal, exactly 1 g. The force you feel is f″. Press Ride — or drag along the track to look around.

concave up · pressed down (heavy) concave down · floating (airtime) ◆ inflection · 1.0 g
g-force felt
f″(x)
bending

Why f″ is the bend

The second derivative is nothing exotic — it’s just the derivative of the derivative. Watching what that means turns “concavity” from a vocabulary word into something you can read at a glance.

Reading the second derivative

Concave up vs. down the sign of f″

f″>0: the slope is increasing, so the curve bends up like a cup — it holds water. f″<0: the slope is decreasing, the curve bends down like a dome — it sheds water.

The Second-Derivative Test min or max, in one step

At a critical point where f′(c)=0: if f″(c)>0 it’s the bottom of a cup → min; if f″(c)<0 it’s the top of a dome → max.

If f″(c)=0 the test is silent — fall back to the first-derivative test.

The inflection point

The star of this lesson: the exact spot where the bend flips — concave up on one side, concave down on the other. On the coaster it’s the single instant you feel normal gravity.

An inflection point is where concavity changes sign. To find the candidates, look where . But a candidate only counts if f″ actually changes sign there — a zero that doesn’t flip is not an inflection.

Two traps live right here. A place where f″=0 but the bend never flips, and a critical point where the second-derivative test simply gives up:

f″=0, but no flip

For f(x)=x⁴, f″(x)=12x² is zero at x=0 — but it’s positive on both sides. The curve stays concave up (a cup the whole way). No sign change, so x=0 is not an inflection point.

When the test goes silent

For f(x)=x⁴ at x=0, both f′(0)=0 and f″(0)=0. The 2nd-derivative test is inconclusive. Fall back to the first-derivative test: f′ goes −→+, so it’s a genuine minimum.

Four cards to keep

f″ is the slope of the slope definition

Differentiate twice. f″>0 means f′ is climbing (slopes getting steeper upward); f″<0 means f′ is falling. The bend is just the trend of the slope.

Inflection = concavity flips where f″ changes sign

Candidates are where f″=0 or f″ DNE. It’s only an inflection if the sign of f″ actually changes across it.

Concavity ≠ increasing don’t confuse

A curve can rise while concave down (going up, but slowing) or fall while concave up. f′ is direction; f″ is bend — they’re independent.

The test can be silent f″(c)=0

If f″(c)=0 at a critical point, the second-derivative test tells you nothing — the point could be a max, a min, or neither. Use the first-derivative test instead.

Practice

Quick check

Where it goes wrong

Confusing bend with direction

Concave up/down is the sign of f″, not f′. A graph can be increasing and concave down at the same time.

“f″=0 means inflection”

Only if the sign changes. \(f(x)=x^4\) has \(f''(0)=0\) yet stays concave up — no inflection.

Trusting a silent test

If \(f''(c)=0\) the second-derivative test is inconclusive. Don’t call it a max or min — switch to the first-derivative test.

Flipping the cup and dome

\(f''>0\) is concave up (holds water) → a min at a flat spot. \(f''<0\) is concave down → a max.

Carry these forward